Financial Planning Australia-advice in margin lending

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Advice in Margin Lending (DFS 9) - Tier 1

This course which is on the ASIC approved register covers the requirements for providing advice in Margin Lending and is RG146.

Margin Lending advice can be either general advice or personal advice, this course covers personal advice only.

Completion of this course will allow you to give your clients advice in this area, provided you are an accredited authorised representative of an AFSL Licence holder. Some dealer groups (AFSL Licence holders) may also require you to complete the Diploma of Financial Planning FNS50615 (DFS1) and the other related Advice in modules.



Available in all states via:
• Face to face (Classroom)
• Correspondence – online access plus a hard copy of the course manual will be posted to you.
• Online

This course can also be delivered for groups and on demand. Please contact our head office on 08 9344 4088 or for further information.

Regardless of your preferred delivery choice qualified trainers will always be contactable for tutoring and assistance both via email and telephone. Also if have undertaken this course via face to face previously with AAMC and there are any areas you still do not understand you are welcome to return for free to the next available class covering this module.


For all delivery options, you will need to have access to a computer with an internet connection.


Your enrolment is valid for a period of twelve months. With reference to “face-to-face” training; participants are guided through the learning material and the assessments are completed by the participant post class time. Hence overall course completion is controlled / directed by the participant.



The following units of competency are pre-requisites to this course for ASIC Tier 1 accreditation. You will be required to supply evidence that you have been certified in all four units as your first assessment:


The units can be completed in either the FNS, FNS10 or FNS04 Financial Services Training Package.

FNS Units:
FNSINC501 Conduct product research to support recommendations
FNSIAD501 Provide appropriate services, advice and products to clients
FNSCUS505 Determine client requirements and expectations
FNSCUS506 Record and implement instructions

FNS10 Units:
FNSINC501A Conduct product research to support recommendations
FNSIAD501A Provide appropriate services, advice and products to clients
FNSCUS505A Determine client requirements and expectations
FNSCUS506A Record and implement instructions


FNS04 Units:
FNSICPRO502B Conduct research to support recommendations
FNSICADV502B Provide appropriate and timely information and advice to clients
FNSICCUS506B Determine client requirements and expectations
FNSICCUS507B Record and implement client instructions


• 1 Module
• Pre-requisite evidence Assessment
• Assessment 1 - Activities
• Assessment 2 - Case Study and Role Play


FNSASICR503 Provide advice in Margin Lending



CPD Points – 3

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  • Suite 1, 445 Melbourne Road,
    Newport, VIC 3015

    Phone: + 61 3 9391 3643
    Fax: + 61 3 9391 3903

System Requirements

  • What computer and software will be needed?
    • Windows XP or Linux based computer with internet connection.
    •  Internet Explorer 8.0 and above OR Mozilla Firefox
    •  Quick Time Player 4 and above
    •  Acrobat reader 6 and above
    •  Adobe Flash Player
    Download speeds
    •  Min 2 Mbps or above speed is required for running video

Latest Reviews for Advice in Margin Lending (DFS 9) - Tier 1
  • good and efficient
    Drew Queensland

  • Good course - good foundation
    Werner New South Wales

  • good
    Hae New South Wales