Finance Broking Australia-regulatory guide 36 licensing

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Regulatory Guide 36 Licensing: Financial product advice and dealing CPD

This short course has been adapted from ASIC RG36 for those who may provide financial product advice or deal in a financial product as defined in the Corporations Act 2001 and their professional advisers. It gives guidance on the meaning of ‘provide financial product advice’ and the meaning of ‘deal in a financial product’. It also provides guidance on the obligations that apply to providers of financial services.

This ASIC 36 guide is for Australian financial services (AFS) licensees, authorised representatives and advice providers who give information and advice to retail clients, and explains:
• the differences between giving factual information, general advice and personal advice; and
• how to meet the advice obligations in Chapter 7 of the Corporations Act 2001, including the best interests’ duty and related obligations, when giving ‘scaled’ advice (i.e. personal advice that is limited in scope).






For the online delivery option, you will need to have access to a computer with an internet connection.



Your enrolment is valid for a period of twelve months.



1 online multi-choice assessment



CPD Hours - 1



Enrol Now

Student Info – AAMC Training Policies

Do you qualify for Credit Transfer /RPL


  • Suite 1, 445 Melbourne Road,
    Newport, VIC 3015

    Phone: + 61 3 9391 3643
    Fax: + 61 3 9391 3903

System Requirements

  • What computer and software will be needed?
    • Windows XP or Linux based computer with internet connection.
    •  Internet Explorer 8.0 and above OR Mozilla Firefox
    •  Quick Time Player 4 and above
    •  Acrobat reader 6 and above
    •  Adobe Flash Player
    Download speeds
    •  Min 2 Mbps or above speed is required for running video

Latest Reviews for Regulatory Guide 36 Licensing: Financial product advice and dealing CPD
  • Sufficient Course Content
    Neil Northern Territory

  • Easy to follow
    Clinton New South Wales

  • good
    Sallyanne New South Wales