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Finance Broking Australia-fns40815 certificate iv in finance and mortgage broking financial planning stream v3

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FNS40815 Certificate IV in Finance and Mortgage Broking

This course has been designed for qualified Financial Planners who have been in the Financial Planning industry for at least 2 years.

AAMC Training Group has developed a simple solution for Financial Planners who need to obtain a qualification to provide advice in credit as detailed in the ASIC RG 203 guide. This program is designed to provide recognition of your current skills and knowledge by providing exemptions to units contained within the qualification.



Available in all states via:
• Face to face (blended - part classroom / remote self-paced)
• Online (remote self-paced)

This course can also be delivered for groups and on demand. Please contact us on 1300 2262 33 or for further information.

Regardless of your preferred delivery choice qualified trainers/ assessors will always be contactable for tutoring and assistance both via email and telephone. Also if you have undertaken this course via face to face previously with AAMC Training and there are any areas you still do not understand you are welcome to return for free to the next available class covering this module.



For all delivery options, you will need to have access to a computer with an internet connection.



The below evidence confirmation will form part of an assessment:
• Minimum of 2 year’s experience as a qualified Financial Planner
• Current CPD Statement showing a minimum of 20 points/hours or CPD Reference Letter from Dealer Group showing last 12 months CPD
• Hold an Authorised Representative or Licencee status
• Provide a Qualified Third Party declarer to confirm compliance competencies



Your enrolment is valid for a period of twelve months. With reference to “face-to-face” training; participants are guided through the learning material and the assessments are completed by the participant post class time. Hence overall course completion is controlled / directed by the participant.



• 3 online multi-choice assessments
• 1 RPL assessment
• 2 written assessments
• 1 skills signoff/role play



12 Units of competency

Core Units of Competency:
FNSFMK505 Comply with financial services regulation and industry codes of practice
BSBITU306 Design and produce business documents
FNSCRD301 Process applications for credit
FNSFMB401 Prepare loan application on behalf of finance or mortgage broking clients
FNSFMB402 Identify client needs for broking services
FNSFMB403 Present broking options to client
FNSINC401 Apply principles of professional practice to work in the financial services industry
FNSINC402 Develop and maintain in-depth knowledge of products and services used by an organisation or sector

Elective Units of Competency:
FNSFMB501 Settle applications and loan arrangements in the finance and mortgage broking industry
FNSCUS501 Develop and nurture relationships with clients, other professionals and third party referrers
BSBWOR501 Manage personal work priorities and professional development
FNSSAM403 Prospect for new clients



CPD Hours - 16
Post-Nominal - Cert.IV FMB

FNS40815 Certificate IV in Finance and Mortgage Broking and its equivalent superseded versions are all recognised by the FBAA and the MFAA.

For regulatory information on becoming/being a Finance/Mortgage broker please visit the ASIC website.


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Do you qualify for Credit Transfer /RPL


  • Unit 1, 421 Blackshaws Road,
    Altona North, Victoria 3025

    Phone: 1300 2262 33
               1300 AAMC ED
               +61 3 9391 3643
               +61 8 9344 4088


System Requirements

  • What computer and software will be needed?
    • Windows XP or Linux based computer with internet connection.
    •  Internet Explorer 8.0 and above OR Mozilla Firefox
    •  Quick Time Player 4 and above
    •  Acrobat reader 6 and above
    •  Adobe Flash Player
    Download speeds
    •  Min 2 Mbps or above speed is required for running video