Finance Broking Australia-fns40815 certificate iv finance and mortgage broking rpl

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FNS40815 - Certificate IV Finance and Mortgage Broking
Recognised Prior Learning
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Recognition of Prior Learning - Certificate IV Finance and Mortgage Broking FNS40815 will exempt you from completing the normal study process.

The program will evaluate your prior experience, training, knowledge, skills and competency against the current requirements for Certificate IV Finance and Mortgage Broking qualification unit requirements.



To apply for RPL we recommend that you have had a least 12 to 18 months recent related finance industry experience, principally involved in either the finance/mortgage broking, client facing lending roles with a lender or similar. However, this time frame may differ dependent upon your experience and number of loans settled. 

If you would like to find out more about whether you qualify for this study option please complete the resume template below and email to or contact us on 03 9391 3643.





The RPL evidence must be uploaded into our student members area for review and thus you will need to have access to a computer with an internet connection. You will also be contacted by telephone by our assessor for a brief interview as detailed below.



Your enrolment is valid for a period of twelve months. RPL is a data gathering process and therefore is expected to take less time to complete than an online, correspondence or face to face course. We cannot advise the time for completion as this depends on your ability to collect the required data and completed the process as detailed below. This process is provided in further detail upon enrolment.


In evaluating the RPL application the standard of type, quality and relevance of the evidence provided will be considered against all competency areas of the course. You will be required to complete the following process to satisfy the evidence requirements.


Complete the RPL Assessor Interview Request form along with a copy of your CV/Resume showing that you have relevant experience in the Australian Financial Services industry, principally involved in a credit related customer facing role and/or finance broking. Your CV/resume should outline the following information:

  • The types of loans you are familiar with and number of loans settled
  • Related training and professional development you have completed
  • Business/referral relationships
  • Any other information you may feel supports your knowledge across the competencies listed.

You will upload this information to your AAMC Training member’s area. Your nominated AAMC Training assessor will then contact you to arrange a suitable time for a telephone interview to discuss and verify your acquired skills and knowledge. If you are deemed to have adequate skills and knowledge at the conclusion of the interview you may then proceed to Stage 2 of the process

If your assessor does not believe you have the necessary skills, knowledge or experience to continue with the RPL application she/he will advise you to transfer your application to either an online, correspondence or classroom delivery course. Any monies that you have paid for your RPL application will be applied to your other preferred delivery method and you will only need to pay the difference.


  • Print off the RPL Student Kit via the AAMC Members area, read it and complete the RPL application.
  • You will require a qualified Third Party Declarer who is able to acknowledge your industry experience by completing the competency statements contained in the RPL document. This person is also asked to provide to AAMC Training evidence of their industry experience.
  • Submit a de-identified client loan file which must include all the applicable items on the relevant case study checklist.
  • Submit further evidence to support your application.


Once you have completed these steps, upload your completed RPL application and all supporting documentation to the assessment upload area of the AAMC Training Member portal.


12 Units of competency

Core Units of Competency:
FNSFMK505 Comply with financial services regulation and industry codes of practice
BSBITU306 Design and produce business documents
FNSCRD301 Process applications for credit
FNSFMB401 Prepare loan application on behalf of finance or mortgage broking clients
FNSFMB402 Identify client needs for broking services Identify client needs for broking services
FNSFMB403 Present broking options to client
FNSINC401 Apply principles of professional practice to work in the financial services industry
FNSINC402 Develop and maintain in-depth knowledge of products and services used by an organisation or sector

Elective Units of Competency:
FNSFMB501 Settle applications and loan arrangements in the finance and mortgage broking industry
FNSCUS501 Develop and nurture relationships with clients, other professionals and third party referrers
BSBWOR501 Manage personal work priorities and professional development
FNSSAM403 Prospect for new clients


This course has been endorsed by the Australian National Training Authority and is registered on the Scope of Registration for AAMC Training Group RTO number 51428 to deliver Certificate IV Finance/Mortgage Broking.

Certificate IV Finance and Mortgage Broking is recognised by the FBAA and the MFAA.

CPD Points - 8
Post-Nominal - Cert.IV FMB

For regulatory information on becoming/being a Finance/Mortgage broker please visit the ASIC website.


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Student Info – AAMC Training Policies

Do you qualify for Credit Transfer /RPL


  • Unit 1, 421 Blackshaws Road,
    Altona North, Victoria 3025

    Phone: 1300 2262 33 +61 3 9391 3643
              1300 AAMC ED +61 8 9344 4088


System Requirements

  • What computer and software will be needed?
    • Windows XP or Linux based computer with internet connection.
    •  Internet Explorer 8.0 and above OR Mozilla Firefox
    •  Quick Time Player 4 and above
    •  Acrobat reader 6 and above
    •  Adobe Flash Player
    Download speeds
    •  Min 2 Mbps or above speed is required for running video

Latest Reviews for FNS40815 - Certificate IV Finance and Mortgage Broking
  • RPL completed and AAMC staff are amazing and so helpful. The assessor Judy is very supportive and inspirational.
    Wendy Western Australia

  • The course was straight forward. Judy was excellent help and went above and beyond with helping me complete my diploma.
    Anthony New South Wales

  • Overall I had a great experience taking Finance and Mortgage Broking course with AAMC. The support person Lyn was very helpful and easy to talk to. The senior assessor Judy took me through the entire process from the start to the finish of the course very professionally and helped me understand some of the questions during the interview and a great result in the final. I finally have my Certificate IV yeah! Thank you AAMC!
    Rowena South Australia