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Finance Broking cpdcourses

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Course
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Face 2 Face
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RPL
CAFBA - Anti-Money Laundering and Counter-Terrorism Financing Course

This course is designed to provide learners with an overview of anti-money laundering and counter-terrorism financing measures implemented into Austra...

Course Rating:
CPD Hours: 2.00
Online
AUD $275.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

CAFBA - Anti-Money Laundering and Counter-Terrorism Financing Refresher Course

This course is designed to keep your knowledge and training up-to-date to assist with your compliance with Australia’s efforts to counter money launde...

Course Rating:
CPD Hours: 1.00
Online
AUD $132.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

CFMIA - Advanced Program in Finance and Mortgage Lending

Are you an experienced mortgage broker looking to further your skills and knowledge in the industry?

Course Rating:
CPD Hours: 20.00
Online
AUD $567.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

CFMIA - Introduction to Finance and Mortgage Broking Administration

Are you new to the mortgage broking industry or currently working in an administrative-based role within the industry?

Course Rating:
CPD Hours: 10.00
Online
AUD $297.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

CFMIA - Understanding Alternative Lending Products

Are you new to the mortgage broking industry or currently working in an administrative-based role within the industry?

Course Rating:
CPD Hours: 10.00
Online
AUD $297.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

AAMC - Anti-Money Laundering and Counter-Terrorism Financing Course

This course is designed to provide learners with an overview of anti-money laundering and counter-terrorism financing measures implemented into Austra...

Course Rating:
CPD Hours: 2.00
Online
AUD $275.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

AAMC - Anti-Money Laundering and Counter-Terrorism Financing Refresher Module

This course is designed to keep your knowledge and training up-to-date to assist with your compliance with Australia’s efforts to counter money launde...

Course Rating:
CPD Hours: 1.00
Online
AUD $132.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Advanced Writing Skills

This course is an introduction to writing letters of recommendation, of persuasion, of refusal, or of action, that reflect current word usage and up-t...

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Advertising financial products and advice services (including credit): Good practice guidance

This guide is for promoters of financial products, financial advice services, credit products and credit services, and publishers of advertising for t...

Course Rating:
CPD Hours: 1.00
Online
AUD $27.50
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

ALI Group - Life Insurance and Generic Knowledge
ALI Group

This course forms part of the on-boarding program for ALI Group Authorised Representatives seeking to offer general advice on Clearview LifeSolutions ...

Course Rating:
CPD Hours: 2.00
Online
AUD $326.70
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

AML and CTF for Digital Currency Exchange Providers

This course explains the digital currency exchange providers' enrolment and registration with AUSTRAC.

Course Rating:
CPD Hours: 0.50
Online
AUD $16.50
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

ASIC Credit Cases

This course looks at ASIC’s role in consumer credit protection, with a focus on fulfilling ASIC’s enforcement role and how organisations can cooperate...

Course Rating:
CPD Hours: 1.00
Online
AUD $16.50
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

ASIC Investigations and Enforcement

The course discusses the powers that ASIC exercises to keep a check on compliance of laws.

Course Rating:
CPD Hours: 2.00
Online
AUD $33.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Australian Competition Law

This course provides information on important areas of the act, and it’s aim to facilitate effective competition geared towards economic growth and ef...

Course Rating:
CPD Hours: 2.00
Online
AUD $47.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Australian Cyber Security Law

This course will detail and walk you through Australia's plans of action against cyber-attacks by prioritising cybersecurity.

Course Rating:
CPD Hours: 2.00
Online
AUD $33.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Australian Financial Complaints Authority (AFCA)

This course provides an overview of the guidance provided by the Australian Financial Complaints Authority (AFCA) on both organisations and consumers.

Course Rating:
CPD Hours: 1.00
Online
AUD $27.50
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Australian Privacy Act

The principal piece of federal legislation regulating privacy in Australia is the Privacy Act. It regulates the handling of personal information by th...

Course Rating:
CPD Hours: 3.00
Online
AUD $47.30
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Basic Computing and Windows 10

This course teaches learners how to use the features and functionality of the Windows 10 operating system.

Course Rating:
CPD Hours: 1.00
Online
AUD $14.30
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Best Interests Duty for Finance Brokers

The new law requires brokers to act in the best interests of consumers and to ensure no conflict of remuneration is evident.

Course Rating:
CPD Hours: 0.50
Online
AUD $16.50
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Building a Brand on Social Media

Whether you’re looking to build a brand from scratch or strengthen an existing brand, this course will help you build a brand using social media.

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Changes to Tax Deductions for Residential Property Investors

Recent amendments to the Income Tax Assessment Act 1997 means that some expenses incurred in owning a residential investment property are no longer al...

Course Rating:
CPD Hours: 1.00
Online
AUD $27.50
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

CHERPA Code of Conduct

This course covers the Consumer Household Equipment Rental Providers Association (CHERPA) Consumer Leasing Code of Conduct.

Course Rating:
CPD Hours: 1.00
Online
AUD $16.50
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Commercial and Asset Lending

The Commercial and Asset Lending course will assist you in understanding more about the lending opportunities for various types of businesses.

Course Rating:
CPD Hours: 2.50
Online
AUD $147.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Commercial Lending Products

On successful completion of this module, individuals will be able to understand the different commercial loan products.

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Common Tax Offsets and Rebates
Encountered by Financial Advisers

This course explores the various types of tax offsets and rebates commonly encountered by financial advisers in Australia.

Course Rating:
CPD Hours: 2.00
Online
AUD $33.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Company Management

This course will walk you through the basics of effective corporate governance.

Course Rating:
CPD Hours: 2.00
Online
AUD $43.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Communicating Through the Client Journey

The course will take you through the stages of developing, maintaining, and securing a positive and lasting relationship with your clients.

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Comprehensive Credit Reporting

This course covers the major regulations under the Mandatory Credit Reporting Regulations 2020, and the provisions under the Credit Reporting Code 202...

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Consumer Protection Law

This course will guide you in understand the relevant laws surrounding consumer protection.

Course Rating:
CPD Hours: 2.00
Online
AUD $43.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Contract Law

The importance of contracts and contract law will be discussed in this course for your understanding and guidance.

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Contribution Standards & the Work Test Exemption

The 2018/19 Commonwealth Budget, released by the then Treasurer, the Hon. Scott Morrison MP, included the measure, “More Choices for a Longer Life — W...

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Creating a Business Continuity Plan

This course guides you to develop, test and update a business continuity plan for your business.

Course Rating:
CPD Hours: 1.00
Online
AUD $22.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Credit Fraud Awareness

This course aims to provide you with the knowledge to detect fraud and protect yourself from being implicated where fraud is evident.

Course Rating:
CPD Hours: 2.00
Online
AUD $79.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Critical Thinking

This course is designed to equip learners with the knowledge and skills to understand the critical thinking process and attain the necessary critical ...

Course Rating:
CPD Hours: 2.00
Online
AUD $47.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Cryptocurrency

This course covers the features, benefits, and risks of digital currency.

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Design & Distribution Obligations and Product Intervention Powers

The Australian Commonwealth Government’s new laws entitled ‘Design and Distribution Obligations and the Product Intervention Power’ were passed into l...

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Dispute Resolution

This course covers the process of dispute resolution focusing on the standards and systems that are required to effectively manage a dispute from init...

Course Rating:
CPD Hours: 2.00
Online
AUD $60.50
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Effective Conflict Resolution

There are many ways to resolve conflicts - surrendering, running away, overpowering your opponent with violence, filing a lawsuit, etc. Conflict resol...

Course Rating:
CPD Hours: 2.00
Online
AUD $33.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Effective Customer Relationship Management (CRM) Strategies

The course is intended to give you a good acquaintance with the tools used to keep a follow-up of your milestones and continuously improve your custom...

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Effective CRM Strategies

The course is intended to give you a good acquaintance with the tools used to keep a follow-up of your milestones and continuously improve your custom...

Course Rating:
CPD Hours: 1.00
Online
AUD $16.50
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Effective Hiring Techniques

This course concentrates on the pre-interview preparation process; developing questions and their value; the interview techniques that get specific, b...

Course Rating:
CPD Hours: 1.50
Online
AUD $33.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Effective Time Management

This course covers the skill sets needed for effective time management such as personal motivation, delegation skills, organisation tools and crisis m...

Course Rating:
CPD Hours: 2.00
Online
AUD $33.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Encouraging Sustainability and Social Responsibility in Business

This course helps you define, discuss, and apply the principles of sustainability and social responsibility in your workplace.

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Environmentally Sustainable Work Practices

This course discusses your roles and responsibilities while working in a workplace keeping in mind the environment and public health.

Course Rating:
CPD Hours: 1.50
Online
AUD $33.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Equal Employment Opportunity

This course gives a primer on the employer and employee rights and obligations on discrimination, sexual harassment, and anti-bullying under the Equal...

Course Rating:
CPD Hours: 1.00
Online
AUD $66.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

External Factors Impacting the Finance Broking Industry

This course will discuss the factors that impact Finance Broking, considering predictions for a world after the COVID pandemic.

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Factors Affecting the Housing Market in Australia

This course discusses the different factors that impact the demand, supply, and prices of the housing market in Australia.

Course Rating:
CPD Hours: 1.00
Online
AUD $16.50
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Financial Abuse Awareness Education
Banking Code of Practice

This Financial Abuse Awareness Education course provides information about the Banking Code, the key provisions that relate to mortgage brokers and gu...

Course Rating:
CPD Hours: 1.00
Online
AUD $0.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Financial Risk Management

This course aims to help finance professionals understand how risk management strategies can be applied to financial services providers, so as to help...

Course Rating:
CPD Hours: 2.00
Online
AUD $33.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

First Home Super Saver Scheme

The “First Home Super Saver Scheme” allows individuals who are saving for their first home to take advantage of the concessional taxation arrangements...

Course Rating:
CPD Hours: 1.00
Online
AUD $27.50
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Franchise Code of Conduct - Franchisee Course

This course will help to understand your rights and responsibilities under a franchise agreement, and what to do if you have a dispute with your franc...

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

General Data Protection Regulation - Guidance for Australian Businesses

The scope of the General Data Protection Regulation (GDPR) is very broad and applies to non-European businesses. In an increasingly global and interco...

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Health and Safety in the Workplace

This course informs employers and employees of health and safety issues of compliance requirements of Occupational Health and Safety (OHS) standards.

Course Rating:
CPD Hours: 2.00
Online
AUD $29.70
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Home Downsizing Superannuation Contributions

This course covers downsizing superannuation contributions.

Course Rating:
CPD Hours: 1.00
Online
AUD $27.50
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Implement and monitor environmentally sustainable work practices

This course discusses your roles and responsibilities while working in a workplace keeping in mind the environment and public health.

Course Rating:
CPD Hours: 1.00
Online
AUD $16.50
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Insurance Bonds: Flexible Concessionally Taxed Investment Vehicles

The Income Tax Assessment Act 1936 provides taxation benefits for owners of insurance bonds.

Course Rating:
CPD Hours: 1.00
Online
AUD $27.50
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Introduction to Asset Lending

On successful completion of this module, individuals will be able to understand the different asset lending types, tax implication and the security re...

Course Rating:
CPD Hours: 1.00
Online
AUD $16.50
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Introduction to Financial Services Regulation (FSR)

This course provides guidance and information about financial services reform in Australia. It is an overview of the regulatory environment as it affe...

Course Rating:
CPD Hours: 2.00
Online
AUD $29.70
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Life Insurance and Generic Knowledge

This course is delivered as an online professional development course. This course is NOT equivalent to the Advice in Life Insurance qualification cou...

Course Rating:
CPD Hours: 2.00
Online
AUD $326.70
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Low income tax offsets

Recent amendments to the Income Tax Assessment Act 1997 have introduced a new tax offset, the Low and Middle Income Tax Offset. This new tax offset a...

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Maintaining a Client Database

This course discusses the measures to properly maintain a client database, to ensure data housed within your business stays current, clean, and protec...

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Managing Conflicts of Interest

This course is about managing conflicts of interest and how to benchmark against policy standards regularly, document the results, and take action to ...

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Managing Difficult Conversations

This course will give you the tools to manage difficult conversations and get the best results possible out of them.

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Managing Risks

The risk management framework provided in this course is flexible enough for any organisation. You can apply it to a single project, a department, or ...

Course Rating:
CPD Hours: 0.50
Online
AUD $16.50
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Managing stress

We have all experienced stress at some point during our day to day life. It can be brought on by a myriad of reasons whether it is in the workplace or...

Course Rating:
CPD Hours: 2.00
Online
AUD $33.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

National Consumer Credit Protection Amendment (Small Amount Credit Contract and Consumer Lease Reforms) Bill 2019

National Consumer Credit Protection Amendment (Small Amount Credit Contract and Consumer Lease Reforms) Bill 2019 would ensure that Australians get a ...

Course Rating:
CPD Hours: 1.00
Online
AUD $16.50
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

New Unfair Contract Term Protections for Small Business

The new Unfair Contract Term Protections for Small Businesses is relevant to companies with less than 20 people employed, and applies to Standard Form...

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Open Banking and Consumer Data Right

The Consumer Data Right is due to dramatically impact a number of sectors within the Australian economy, and will start with the Banking Industry in J...

Course Rating:
CPD Hours: 2.00
Online
AUD $33.00
[Inc. GST]

Enrol Now!

Face TO Face
Virtual Class
RPL
 
Delivery not available

Payment Card Industry Data Security Standards (PCI DSS)

This course covers the 12 basic requirements of Payment Card Industry Data Security Standards (PCI DSS).

Course Rating:
CPD Hours: 2.00
Online
AUD $33.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Payment Systems Industry Regulatory Update - Ban on Excessive Surcharge

Welcome to the Payment Systems Industry Regulatory Update: Ban on Excessive Surcharge. A course brought to you by Red Oak Compliance and AAMC Training...

Course Rating:
CPD Hours: 2.00
Online
AUD $86.90
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Presentation skills

This workshop will benefit anyone who presents to any size group of individuals; a trainer, a meeting facilitator, speaker, or front line manager. No ...

Course Rating:
CPD Hours: 2.00
Online
AUD $33.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Problem Solving And Decision Making

This course should help individuals enhance their efforts to find sustainable solutions and learn new ways to approach problem-solving to reach win-wi...

Course Rating:
CPD Hours: 1.00
Online
AUD $49.50
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Protecting your Superannuation Package and SMSF Members

The Protecting Your Super Package is designed to protect certain superannuation members by “ensuring their superannuation is not unnecessarily eroded ...

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Protecting Your Business from Cybersecurity Attacks: A Primer

This course will give you the basic information about the Essential Eight cybersecurity mitigation strategies to help protect your business.

Course Rating:
CPD Hours: 0.50
Online
AUD $16.50
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Project Management Fundamentals

This course will familiarise you with the most common terms and practices in terms of working on projects.

Course Rating:
CPD Hours: 1.00
Online
AUD $47.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Public Speaking - Speaking Under Pressure

This course has been designed for those who are in positions where they must speak in front of audiences that are hostile or demanding. This material ...

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

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Face TO Face
Virtual Class
RPL
 
Delivery not available

Reflective Practice

This course is relevant for all professionals, especially those dealing directly with clients including, but not limited to, Financial Planners (as pe...

Course Rating:
CPD Hours: 2.00
Online
AUD $34.00
[Inc. GST]

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Virtual Class
RPL
 
Delivery not available

Refresher Responsible Lending Conduct RG209

Understanding responsible lending conduct obligations is vital to meeting your obligations as a credit provider and/or credit assistance provider.

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

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Virtual Class
RPL
 
Delivery not available

Regulatory Guide 36 - Licensing: Financial product advice and dealing

This short course has been adapted from ASIC RG36 for those who may provide financial product advice or deal in a financial product as defined in the ...

Course Rating:
CPD Hours: 1.00
Online
AUD $27.50
[Inc. GST]

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Virtual Class
RPL
 
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Regulatory Guide 201 - Unsolicited credit cards and debit cards CPD

The sending out of credit cards and debit cards is prohibited by s12DL of the ASIC Act except in circumstances set out in s12DL(2).

Course Rating:
CPD Hours: 1.00
Online
AUD $27.50
[Inc. GST]

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Virtual Class
RPL
 
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Regulatory Guide 202 - Credit registration and transition CPD

If you currently engage in credit activities under state or territory legislation, and you want to continue to engage in credit activities from 1 July...

Course Rating:
CPD Hours: 1.00
Online
AUD $27.50
[Inc. GST]

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Virtual Class
RPL
 
Delivery not available

Regulatory Guide 203 - Do I need a credit licence?

If you engage in credit activities you will generally need an Australian credit licence (credit licence) or an authorisation from a credit licensee be...

Course Rating:
CPD Hours: 1.00
Online
AUD $27.50
[Inc. GST]

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Virtual Class
RPL
 
Delivery not available

Regulatory Guide 204 - Applying for and varying a Credit License CPD

Your first step is to decide whether you need a credit licence. You should read 'Regulatory Guide 203 Do I need a credit licence?' to help you make th...

Course Rating:
CPD Hours: 1.00
Online
AUD $27.50
[Inc. GST]

Face TO Face
Virtual Class
RPL
 
Delivery not available

Regulatory Guide 205 - Credit Licensing: General Conduct Obligations

RG205 gives practical guidance to regulated entities by providing an overview of the general conduct obligations imposed on credit licensees.

Course Rating:
CPD Hours: 1.00
Online
AUD $16.50
[Inc. GST]

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RG 207 Credit Licensing: Financial Requirements

This course covers the financial requirements set by ASIC in relation to those holding an Australian Credit Licence (Licensee) and their representativ...

Course Rating:
CPD Hours: 1.00
Online
AUD $16.50
[Inc. GST]

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Regulatory Guide 206 - Credit licensing: Competence and training

Credit licensees must comply with the organisational competence obligation in s47 (1) (f) of the National Credit Act and licence applicants must be ab...

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Regulatory Guide 208 - How ASIC charges fees for credit relief applications CPD

The fee that ASIC will charge for an application depends on the number of substantive matters raised in the application and heads of power involved.

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Responsible Lending Conduct - Credit Licensing ASIC RG209

The Australian Securities and Investments Commission (ASIC) sets out the guidelines and obligations for responsible lending for those dealing with con...

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CPD Hours: 2.00
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AUD $33.00
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