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Compliance / Risk cpdcourses

Course
Online
Virtual Class
AAMC - Anti-Money Laundering and Counter-Terrorism Financing Course

This course is designed to provide learners with an overview of anti-money laundering and counter-terrorism financing measures implemented into Austra...

Course Rating:
CPD Hours: 3.00
Online
AUD $275.00
[Inc. GST]

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Virtual Class

AAMC - Anti-Money Laundering and Counter-Terrorism Financing Refresher Module

This course is designed to keep your knowledge and training up-to-date to assist with your compliance with Australia’s efforts to counter money launde...

Course Rating:
CPD Hours: 1.00
Online
AUD $132.00
[Inc. GST]

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Virtual Class

ASIC Investigations and Enforcement

The course discusses the powers that ASIC exercises to keep a check on compliance of laws.

Course Rating:
CPD Hours: 2.00
Online
AUD $33.00
[Inc. GST]

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Virtual Class

Australian Competition Law

This course provides information on important areas of the act, and its aim to facilitate effective competition geared towards economic growth and eff...

Course Rating:
CPD Hours: 2.00
Online
AUD $47.00
[Inc. GST]

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Virtual Class

Australian Cyber Security Law

This course is designed to provide a comprehensive understanding of the legal frameworks and legislative obligations related to cyber security in Aust...

Course Rating:
CPD Hours: 2.00
Online
AUD $33.00
[Inc. GST]

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Virtual Class

Australian Privacy Act

This course has been designed to give learners an overview of Australian Privacy Act and its regulations with regards to the handling of personal info...

Course Rating:
CPD Hours: 3.00
Online
AUD $47.30
[Inc. GST]

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Virtual Class

Australian Whistleblower Protections and Regulations

In Australia, whistleblower policies are essential for promoting transparency and accountability in both corporate and public sectors. These policies ...

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

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Virtual Class

Best Interests Duty for Finance Brokers

The new law requires brokers to act in the best interests of consumers and to ensure no conflict of remuneration is evident.

Course Rating:
CPD Hours: 0.50
Online
AUD $16.50
[Inc. GST]

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Virtual Class

Bullying in the Workplace

Have you ever been a target of offensive practical jokes at work? Have you ever been a recipient of overly harsh or unjust criticism? If your answer i...

Course Rating:
CPD Hours: 1.00
Online
AUD $16.50
[Inc. GST]

Enrol Now!

Virtual Class

CAFBA - Anti-Money Laundering and Counter-Terrorism Financing Course

This course is designed to provide learners with an overview of anti-money laundering and counter-terrorism financing measures implemented into Austra...

Course Rating:
CPD Hours: 3.00
Online
AUD $275.00
[Inc. GST]

Enrol Now!

Virtual Class

CAFBA - Anti-Money Laundering and Counter-Terrorism Financing Refresher Course

This course is designed to keep your knowledge and training up-to-date to assist with your compliance with Australia’s efforts to counter money launde...

Course Rating:
CPD Hours: 1.00
Online
AUD $132.00
[Inc. GST]

Enrol Now!

Virtual Class

CHERPA Code of Conduct

This course covers the Consumer Household Equipment Rental Providers Association (CHERPA) Consumer Leasing Code of Conduct.

Course Rating:
CPD Hours: 1.00
Online
AUD $16.50
[Inc. GST]

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Virtual Class

Commercial and Asset Lending

The Commercial and Asset Lending course will assist you in understanding more about the lending opportunities for various types of businesses.

Course Rating:
CPD Hours: 2.50
Online
AUD $147.00
[Inc. GST]

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Virtual Class

Comprehensive Credit Reporting

This course covers the major regulations under the Mandatory Credit Reporting Regulations 2020, and the provisions under the Credit Reporting Code 202...

Course Rating:
CPD Hours: 3.00
Online
AUD $33.00
[Inc. GST]

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Virtual Class

Consumer Protection Law

This course will guide you in understand the relevant laws surrounding consumer protection.

Course Rating:
CPD Hours: 2.00
Online
AUD $43.00
[Inc. GST]

Virtual Class

Credit Fraud Awareness

This course aims to provide you with the knowledge to detect fraud and protect yourself from being implicated where fraud is evident.

Course Rating:
CPD Hours: 2.00
Online
AUD $79.00
[Inc. GST]

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Virtual Class

Credit licensing: Competence and training (RG 206)

Credit licensees must comply with the organisational competence obligation in s47 (1) (f) of the National Credit Act and licence applicants must be ab...

Course Rating:
CPD Hours: 1.00
Online
AUD $27.50
[Inc. GST]

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Virtual Class

Credit licensing: Financial requirements (RG 207)

This course covers the financial requirements set by ASIC in relation to those holding an Australian Credit Licence (Licensee) and their representativ...

Course Rating:
CPD Hours: 1.00
Online
AUD $16.50
[Inc. GST]

Enrol Now!

Virtual Class

Franchise Code of Conduct - Franchisee Course

This course will help to understand your rights and responsibilities under a franchise agreement, and what to do if you have a dispute with your franc...

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

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Virtual Class

General Data Protection Regulation - Guidance for Australian Businesses

The scope of the General Data Protection Regulation (GDPR) is very broad and applies to non-European businesses. In an increasingly global and interco...

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

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Virtual Class

How ASIC charges fees for credit relief applications (RG 208)

The fee that ASIC will charge for an application depends on the number of substantive matters raised in the application and heads of power involved.

Course Rating:
CPD Hours: 1.00
Online
AUD $27.50
[Inc. GST]

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Virtual Class

Introduction to Financial Services Regulation (FSR)

This course provides guidance and information about financial services reform in Australia. It is an overview of the regulatory environment as it affe...

Course Rating:
CPD Hours: 2.00
Online
AUD $29.70
[Inc. GST]

Virtual Class

Licensing: Administrative action against persons engaging in credit activities (RG 218)

This guide is for credit licensees and their representatives, as well as registered persons who engage in credit activities during the transition peri...

Course Rating:
CPD Hours: 1.00
Online
AUD $27.50
[Inc. GST]

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Virtual Class

Licensing: Financial product advice and dealing (RG 36)

This short course has been adapted from ASIC RG36 for those who may provide financial product advice or deal in a financial product as defined in the ...

Course Rating:
CPD Hours: 1.00
Online
AUD $27.50
[Inc. GST]

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Virtual Class

Managing Risks

What is risk management? Why is it important? Why is there such a buzz around this word? Is my organisation assessing and managing risk effectively?

Course Rating:
CPD Hours: 0.50
Online
AUD $16.50
[Inc. GST]

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Virtual Class

Product Design and Distribution Obligations

The Australian Commonwealth Government’s new laws entitled ‘Design and Distribution Obligations and the Product Intervention Power’ were passed into l...

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

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Virtual Class

Regulatory Guide 201 - Unsolicited credit cards and debit cards CPD

The sending out of credit cards and debit cards is prohibited by s12DL of the ASIC Act except in circumstances set out in s12DL(2).

Course Rating:
CPD Hours: 1.00
Online
AUD $27.50
[Inc. GST]

Enrol Now!

Virtual Class

Regulatory Guide 210 - Compensation and insurance arrangements for credit licensees CPD

There are minimum requirements set for the amount of PI insurance cover that credit licensees should hold. This amount of PI insurance required should...

Course Rating:
CPD Hours: 1.00
Online
AUD $27.50
[Inc. GST]

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Virtual Class

Regulatory Guide 220 - Early termination fees for residential loans: Unconscionable fees and unfair contract terms

From 1 July 2010, ASIC or a consumer may take action against a lender if the lender charges an early termination fee that is unconscionable under the ...

Course Rating:
CPD Hours: 1.00
Online
AUD $27.50
[Inc. GST]

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Virtual Class

Regulatory Guide 244 - Giving information, general advice and scaled advice CPD

This guide is for Australian financial services (AFS) licensees, authorised representatives and advice providers who give information and advice to re...

Course Rating:
CPD Hours: 1.00
Online
AUD $27.50
[Inc. GST]

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Virtual Class

Responsible Lending Conduct

The Australian Securities and Investments Commission (ASIC) sets out the guidelines and obligations for responsible lending for those dealing with con...

Course Rating:
CPD Hours: 2.00
Online
AUD $38.50
[Inc. GST]

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Virtual Class

Responsible Lending Conduct Refresher Course

This course can be combined with a number of other key modules to meet professional development requirements for Australian Credit Licence Holders (AC...

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

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Virtual Class

Responsible Managers Training Obligations

Australian Credit Licensees (ACL) and Australian Financial Services Licensees (AFSL) must be able to demonstrate to ASIC, that they can comply with th...

Course Rating:
CPD Hours: 2.00
Online
AUD $33.00
[Inc. GST]

Enrol Now!

Virtual Class

SMSF Penalty Regime

The Australian Taxation Office (ATO) is the regulator of self-managed superannuation funds (SMSF). As the regulator, the ATO has the power to penalis...

Course Rating:
CPD Hours: 1.00
Online
AUD $27.50
[Inc. GST]

Enrol Now!

Virtual Class

Tax Considerations for Residential Rental Property Investors

Investors need to take tax considerations for residential property in account before processing the documents of their clients for any kinds of loans ...

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

Enrol Now!

Virtual Class

Understanding Contract Law

The importance of contracts and contract law will be discussed in this course for your understanding and guidance.

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

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Virtual Class

Unfair Contract Term Protections for Small Business

The Unfair Contract Term Protections for Small Businesses is relevant to companies with less than 20 people employed, and applies to Standard Form Con...

Course Rating:
CPD Hours: 1.00
Online
AUD $33.00
[Inc. GST]

Enrol Now!

Virtual Class
Latest Reviews for Compliance / Risk
  • good course, easy to understand
    Nicholas New South Wales

  • good course, easy to understand
    Nicholas New South Wales

  • good course, easy to understand
    Nicholas New South Wales
compliance and risk management

compliance and risk management