Financial Planning Australia-intro to financial services regulation

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Intro to Financial Services Regulation (FSR)

This course provides guidance and information about financial services reform in Australia. It is an overview of the regulatory environment as it affects those who interact with customers of Australian Financial Service Licensees.

This course be undertaken prior to enrolment in the Diploma of Financial Services, which upon completion of the Diploma attain PS/RG146 training qualifications. The course is conducted online, over a period of 3 hours and is assessed through 30 multiple choice questions to establish that students have achieved the course objectives.

Attention is focused on educating those employees who are not authorised to provide personal advice with the laws and regulations associated with the Financial Services Reform Act. Students should gain a clear understanding about how to identify when personal and/or general advice is being sought or provided and how to deliver information on financial services without providing personal advice.

On completion students will receive a “Statement of Attendance” that may assist them with further vocational study of the Diploma of Financial Services.

Generic product training may also be incorporated into the course as required including life insurance, general insurance, managed funds, superannuation, securities and consumer credit.

For online students, after enrolment you gain access to the course material via the AAMC Members Area. You will require your username and password - both of which will have been issued upon registration - to access this area.

Forgotten your username and password? Simply enter the AAMC Members Area and enter your username (originally registered email address) and click 'password reminder'.

Access your course via the Online CPD / Training Plan link located within your members area. Select the course located in the CPD Online Courses.

Completion of this course is worth 3 CPD points.

This course covers the latest Uniform Credit Code and covers a considerably wider range of credit transactions than previous laws.

$157.00 - Online
$197.00 - Correspondence
$297.00 - Face-to-face
The online course contains a multiple choice assessment.

CPD Points - 3

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  • Unit 5, 17 Foley Street
    Balcatta WA 6021

    Phone: + 61 8 9344 4088
    Fax: + 61 8 9344 4188

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