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Financial Planning Australia-asic enforcement and investigations

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ASIC enforcement and investigations

ASIC enforcement and investigations

What is ASIC and how does it operate?

ASIC is a regulatory authority that ensures fair and transparent functioning of Australia’s financial market. The course discusses powers that ASIC exercises to keep a check on compliance of laws. It specifies ways in which ASIC deals with a variety of individuals or entities and identifies ASIC’s compulsory information-gathering powers. The course also recognizes offences of non-compliance and how ASIC enforces its powers or takes administrative actions on different matters. The course is a systematic guide that includes
• ASIC’s powers
• ASIC’s dealings
• ASIC Enforceable undertakings
• ASIC Enforcements
• ASIC’s approach

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Contacts

  • Unit 5, 17 Foley Street
    Balcatta WA 6021

    Phone: + 61 8 9344 4088
    Fax: + 61 8 9344 4188
    Email: info@aamctraining.edu.au

System Requirements

  • What computer and software will be needed?
    • Windows XP or Linux based computer with internet connection.
    •  Internet Explorer 8.0 and above OR Mozilla Firefox
    •  Quick Time Player 4 and above
    •  Acrobat reader 6 and above
    •  Adobe Flash Player
    Download speeds
    •  Min 2 Mbps or above speed is required for running video

Latest Reviews for ASIC enforcement and investigations
  • Easy to complete
    Kerrod Queensland

  • Very good
    Christopher Victoria