Advice in Securities and Derivatives (DFS 3) - Tier 1
This course covers Derivatives and Securities advice. It also includes areas relating to analysing financial risk and financial markets (RG146 compliant).
This course which is on the ASIC approved register covers the requirements for providing advice in Derivatives and Securities and is RG146 compliant.
Completion of this course will allow you to give your clients advice in this area, provided you are an accredited authorised representative of an AFSL Licence holder. Some dealer groups (AFSL Licence holders) may also require you to complete the Diploma of Financial Planning FNS50615 (DFS1) and the other related Advice in modules.
COURSE DELIVERY OPTIONS:
Available in all states via:
• Face to face (Classroom)
• Correspondence - online access plus a hard copy of the course manual will be posted to you.
This course can also be delivered for groups and on demand. Please contact our head office on 08 9344 4088 or email@example.com for further information.
Regardless of your preferred delivery choice qualified trainers will always be contactable for tutoring and assistance both via email and telephone. Also if have undertaken this course via face to face previously with AAMC and there are any areas you still do not understand you are welcome to return for free to the next available class covering this module.
For all delivery options, you will need to have access to a computer with an internet connection. There are currently no entry requirement for this qualification.
Your enrolment is valid for a period of twelve months. With reference to “face-to-face” training; participants are guided through the learning material and the assessments are completed by the participant post class time. Hence overall course completion is controlled/ directed by the participant.
• 6 units of competency
• 4 Multiple Choice On Line Assessments
• Skills Assessment Role Play • 5 Written Assessments/Case Studies
UNITS OF COMPETENCY:
FNSASICW503 Provide advice in Securities
FNSASICV503 Provide advice in Derivatives
FNSFMK502 Analyse financial market products for client
FNSFMK503 Advise clients on financial risk
FNSCUS505 Determine client requirements and expectations
FNSCUS506 Record and implement client instructions
CPD Points – 3
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Werner New South Wales