atrk

Finance Broking Australia-regulatory guide 36 licensing

Select Industry
Regulatory Guide 36 Licensing: Financial product advice and dealing CPD

This short course has been adapted from ASIC RG36 for those who may provide financial product advice or deal in a financial product as defined in the Corporations Act 2001 and their professional advisers. It gives guidance on the meaning of ‘provide financial product advice’ and the meaning of ‘deal in a financial product’. It also provides guidance on the obligations that apply to providers of financial services.

This ASIC 36 guide is for Australian financial services (AFS) licensees, authorised representatives and advice providers who give information and advice to retail clients, and explains:
• the differences between giving factual information, general advice and personal advice; and
• how to meet the advice obligations in Chapter 7 of the Corporations Act 2001, including the best interests’ duty and related obligations, when giving ‘scaled’ advice (i.e. personal advice that is limited in scope).

Enrol Now

Student Info – AAMC Training Policies

Do you qualify for Credit Transfer /RPL

Contacts

  • Unit 5, 17 Foley Street
    Balcatta WA 6021

    Phone: + 61 8 9344 4088
    Fax: + 61 8 9344 4188
    Email: info@aamctraining.edu.au

System Requirements

  • What computer and software will be needed?
    • Windows XP or Linux based computer with internet connection.
    •  Internet Explorer 8.0 and above OR Mozilla Firefox
    •  Quick Time Player 4 and above
    •  Acrobat reader 6 and above
    •  Adobe Flash Player
    Download speeds
    •  Min 2 Mbps or above speed is required for running video

Latest Reviews for Regulatory Guide 36 Licensing: Financial product advice and dealing CPD
  • Sufficient Course Content
    Neil Northern Territory

  • Easy to follow
    Clinton New South Wales

  • good
    Sallyanne New South Wales