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Finance Broking Australia-regulatory guide 244

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Regulatory Guide 244 - Giving information, general advice and scaled advice CPD

This guide is for Australian financial services (AFS) licensees, authorised representatives and advice providers who give information and advice to retail clients.

It explains

•    The differences between giving factual information, general advice and personal advice; and
•    How to meet the advice obligations in Ch 7 of the Corporations Act 2001, including the best interests duty and related obligations, when giving ‘scaled’ advice (i.e. personal advice that is limited in scope).

ASIC’s guidance aims to facilitate access for retail clients to good quality information and advice about all financial products.

A key objective of the Government’s Future of Financial Advice (FOFA) reforms is to facilitate access for retail clients to financial product advice, including ‘scaled’ advice (i.e. personal advice that is limited in scope). RG 244 sets out ASIC’s guidance in light of these reforms. The guidance and examples set out in RG 244 are for all Australian financial services (AFS) licensees, authorised representatives and advice providers who give information and advice to retail clients.

 

COURSE DELIVERY OPTIONS:

Online

 

COURSE REQUIREMENTS:

For the online delivery option, you will need to have access to a computer with an internet connection.

 

COURSE DURATION:

Your enrolment is valid for a period of twelve months.

 

ASSESSMENTS:

1 online multi-choice assessment

 

ADDITIONAL INFORMATION:

CPD Hours - 1

 

 

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Contacts

  • Unit 5, 17 Foley Street
    Balcatta WA 6021

    Phone: + 61 8 9344 4088
    Fax: + 61 8 9344 4188
    Email: info@aamctraining.edu.au

System Requirements

  • What computer and software will be needed?
    • Windows XP or Linux based computer with internet connection.
    •  Internet Explorer 8.0 and above OR Mozilla Firefox
    •  Quick Time Player 4 and above
    •  Acrobat reader 6 and above
    •  Adobe Flash Player
    Download speeds
    •  Min 2 Mbps or above speed is required for running video

Latest Reviews for Regulatory Guide 244 - Giving information, general advice and scaled advice CPD
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  • Sufficient course content
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  • Sufficient course content
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