Regulatory Guide 223 - Guidance on ASIC market integrity rules for competition in exchange markets CPD
This guide is for operators and participants of markets that are subject to the ASIC Market Integrity Rules (Competition in Exchange Markets) 2011 (competition market integrity rules).
It gives guidance on how market operators and market participants can comply with their obligations under the competition market integrity rules.
This guidance is based on ASIC market integrity rules that were made by ASIC on 29 April 2011, as amended by the ASIC Market Integrity Rules (Competition in Exchange Markets) Amendment 2012 (No. 1) and ASIC Market integrity Rules (Competition in Exchange Markets) Amendment 2013 (No. 1).
Market operators and participants must comply with their obligations under the competition market integrity rules. These rules address issues raised by competition between exchange markets.
The competition market integrity rules apply to all trading in equity market products and Commonwealth Government Securities (CGS) depository interests. Chapter 2 of the competition market integrity rules also applies to the ASX SPI 200 Index Future (ASX SPI 200 Future) and Chapter 5A applies to all ASX-quoted products other than options and futures.
This guide should be read with ASIC’s other relevant guidance on market integrity rules and other obligations on market operators and market participants.
COURSE DELIVERY OPTIONS:
For the online delivery option, you will need to have access to a computer with an internet connection.
Your enrolment is valid for a period of twelve months.
1 online multi-choice assessment
CPD Hours - 1